Trust Audit
& Compliance Services
Scope of Audit Services
The Trust Audit
includes the following areas:
- Account
Administration - Personal & Employee Benefit
- Common
& Collective Funds
- Portfolio
Management
- Mutual
Funds
- Real
Estate
- Trust
Operations - Custody, Asset Processing, & Information Systems
- Regulatory
Risk
-
Consumer
Regulations
Detailed
workpapers are completed and left at the client site for use by
Regulators and External Auditors.
Audit report of
findings and recommendations issued within 30 days of completion.
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