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Trust Audit
& Compliance Services
Scope of Audit Services
The Trust Audit
includes the following areas:
Detailed
workpapers are completed and left at the client site for use by
Regulators and External Auditors.
Audit report of
findings and reccomendations issued within 30 days of completion.
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What We Offer
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TPA
& Recordkeeping Services
> Overview
> 401(k), Profit
Sharing, & Other
Defined Contribution Plans
> Solo 401(k),
Keogh Plans
> Private
Label services
Project
Management Services
> Overview
> 2-Day Workflow Assessment
> Policies
& Procedures
> System Conversions
> Vendor Searches
> Merger/Reorganization
Assistance
> Establishing a
New Trust Department
or Company
Trust
Outsourced Services
> Administration
> Operations
> Compliance
> Customized
Other
Services
> Collective Funds
> Compliance
> Audit
> Merger due-diligence
> Personnel assessment
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